Petty Patent Registration

Petty Patent Registration

Definition

Petty patent means an important document issued for invention protection.

Officer means officers according to the Administrative Procedure Act.

Permission means prerequisite permission from officers prior to conducting any action as prescribed by laws. This shall include license issuance, registration approval, registration, notification reception, concession card issuance and survey permission card issuance. Permission grantor means persons authorized by laws to grant permission.

Officia lmeans the person who appointed by the Minister to operate

Application means the following applications;

*Request for patent application (Form 001-Kor)

*Request for recording of granting a license of a patent to any person to exercise the rights (Form 002-Kor)

*Request for amendment/correction of patent/petty patent application by the applicant (Form 003-Kor)

*Request to convert the protection category from patent to petty patent or vice versa (Form 004-Kor)

*Request for Substantive Examination (Form 005-Kor)

*Request for search report for patent/petty patent application and (duplication copy/transcription) (Form 006-Kor)

*Request for maintenance fees/renewal petty patent (Form 010-Kor)

*Other applications (Form 011-Kor)

Customers or applicantmeans people who directly access to services or a governmental or private agency which receives service from a governmental agency.

Consideration criteria

1. Invention applied for the patent should be characterized as follows;

1.1  The invention shall be a new creation.

1.2  The invention can be used for industrial applicability.

1.3  The following inventions shall not be protected by the Patent Act.

(1)   Microorganism and any component of the microorganism naturally-existing in animal, plant or extract from animal or plant;

(2)   Scientific or mathematical principles and theories;

(3)   Database for computer functions;

(4)   Method of diagnosis, treatment or care of human and animal diseases;

(5)   The invention that contradicts public order, morality, health or welfare;

2. To apply for a petty patent, the applicant shall submit supporting documents as follows;

(1)   Title of the invention

(2)   Describe features and objectives of the invention

(3)   Invention details. The invention shall be described in details completely, concisely and clearly, with which an ordinary person specialized in the relevant technical field can create such invention.

(4)   Claim

(5)Other documents stipulated in the Ministerial Regulation

Conditions of application submission

1. To receive a petty patent, the applicant shall submit the form as determined by the Director-General.   

         The petty patent application shall be accompanied with invention details, claim and summary of invention. If necessary, the applicant shall provide drawing(s) as supporting documents of the application for the better understanding of the invention.

         If the invention applied for the patent is involved with a new microorganism, the invention details shall mean the certificate of bio-organism deposit and/or document describing its features or properties issued by an institution for bio-organism deposit. In this regard, the Department of Intellectual Property shall announce the list of institutions from time to time.

2. Authorization

2.1  In case the applicant of the petty patent does not reside in the Kingdom of Thailand, he shall authorize the patent agent/patent attorney registered with the Director-General of the Department of Intellectual Property to act on his behalf. In this regard, the power of attorney shall be presented to the Director-General in accordance with the following regulations;

(1)      If the authorization is done outside the Kingdom of Thailand, the signatures in the authorization letter or power of attorney shall be certified by the authorized official of the Thai embassy or consulate or Director of the office of the Ministry of Commerce located in the country where the principal or power grantor resides, or the person authorized to act on behalf of the said officials or the person authorized to certify the signature according to the law in that country, or

(2)      In case the authorization is done in the Kingdom of Thailand, the applicant shall submit a copy of passport or temporary residence certificate of the principal or power grantor, or any evidence indicating that at the time the authorization was made, the principal or power grantor was in Thailand.

2.2 The Power of Attorney shall be attached with the revenue stamp of 30 Baht/patent agent/patent attorney/application.

Proceeding according to the official’s instruction

1.    In case that the official finds a correctable defect in the application, the official shall notify the applicant or his patent agent/patent attorney for the correction. The applicant shall finish the correction within 90 days from or since the notification reception date. After such period, without the correction of the applicant shall be deemed to have abandoned the application according to Section 27, except the Director-General extends the period for correction as deemed appropriate due to any necessity.

2.    After the applicant corrected the application, the applicant shall submit the corrected application and the fee to the Department of Intellectual Property or the provincial office of the Ministry of Commerce. The corrected application shall enter the consideration and initial inspection processes respectively, similarly to the re-submission of the application.

3.    In case of application submission via the website or internet/E-patent filing system of the Department of Intellectual Property, the inspecting official shall check the completeness of information and details in the patent/petty patent application, request or other applications based on information and details appearing in the e-patent filing system. In this regard, the applicant shall present the application and supporting documents to the Department of Intellectual Property within 15 days of application number reception date and patent/petty patent application filing date via internet. The inspection of application submitted via internet shall be in accordance with the Notification of the Department of Intellectual Property Re: Principles and conditions for submission of patent/petty patent application, requests or other applications via internet.

4.    In case the application is correct or the correction is completed, the official shall notify the applicant to pay the registration and publication fees within 60 days from or since the notification date. If the applicant does not pay the fees after the second notification, the applicant shall be deemed to have abandoned the application. As for the publication, the registration application shall be announced in the petty patent publication book. 

5.    After the publication, any interested person can request the inspection against the petty patent application whether it complies with the laws within 1 year of the publication date. After 1 year the examination shall complete the consideration. If the applied patent does not comply with the laws, it will be revoked.

6.    In case of the application revocation, the appeal can be submitted to the official in accordance with the laws.

Notes:

1. The working process starts after the inspection of the documents is completed, as specified in the manual of the public service.

2. In case the application or documentary evidence is not correct or incomplete, the official shall record the defect of the document or indicate the required additional documentary evidence (Record of conditions on application reception). The applicant shall correct the document and/or submit the additional document within 90 days of the application filing date. If the applicant fails to submit all additional documents within the specific period of time, the applicant shall be deemed to have abandoned the application for petty patent. The official shall return the application to the applicant and inform the reason of the return and his appeal right.

3. Any person fee paid to the Department of Intellectual Property shall not be refunded in all cases, except

(1) The law stipulates that the fee must be refunded, or

(2) The applicant double-paid or overpaid the fee, by which the faulty payment resulted from the mistake of the state official, not the payer. In this regard, the Department of Intellectual Property shall consider the refund case by case.

4. In case the applicant is required to submit many additional documentary evidences, the applicant shall submit all additional documentary evidences in the same time.

5. In case the applicant submits the copy of the documentary evidence, the applicant shall certify the copy of the documentary evidence.

6. In case the applicant submits the document in foreign language, the applicant shall submit the document with Thai translation and the correct translation certification of the translator.

7. In case the applicant or the authorized patent agent/patent attorney does not submit the application by himself, and granted power to the other person to submit the application, the application submitter shall present a sub power of attorney or temporary power of attorney, so that he is eligible to submit the application and sign in the record of conditions on application reception. If it appears that the application and the documentary evidence is not correct or incomplete, and the application submitter is not authorized to sign on the said record, the official shall not receive the application.

8. The working period does not include the time period when the applicant follows the official’s examination or corrects the application, or the period of temporary suspension of registration.

9. The applicant is entitled to convert application to change the protection category ( i.e. from petty patent to patent) prior to the issuance or prior to the publication, as the case may be. In this regard, the date of request for the change is deemed as the first day of the protection period.

Relevant laws

1. The Ministerial Regulation No.21 (B.E. 2542) issued by virtue of the Patent Act B.E. 2522 (Dated 24 September 1999).
2. The Ministerial Regulation No.22 (B.E. 2542) issued by virtue of the Patent Act B.E. 2522 (Dated 24 September 1999).
3. The Patent Act B.E. 2522 as amended by the Patent Act (No. 2) B.E. 2535 and the Patent Act (No. 3) B.E. 2542